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Associate Consultant - Risk & Control

About the Employer

Job Overview

Job Category
Gender preferred
No Preferences
Job Role
Risk Analyst
Career Level
Qualified Professional - Experienced
Functional Area
BFSI (Credit & Risk)
Work preferred
Work from Office


Min Experience
6 Years
Max Experience
8 Years


Any Graduation
Post Graduation
CA - Qualified, MBA/PGDM

Job Description

Duties and Responsibilities:
1. Perform proactive reviews for the divisions supported and identify key Control themes and trends.
2. Perform and document completion of internal controls.
3. Ensure operations staff receive relevant information relating to NT policies, standards and regulatory requirements
4. Support in the development of controls and measures to identify excessive operational risk and/or control problems at an early stage and ensures that immediate measures are taken to maintain quality and efficiency standards.
5. Coordinate and facilitate controls review meeting with the business partners. 
6. Responsible to prepare the exceptions report on a timely manner and facilitate meeting with the business partner to discuss the exceptions. 
7. Ensure that current policies and procedures are in place (and are being followed) for business unit functions and are in compliance with organizational standards and regulatory requirements.
8. Ensure Business Continuity requirements are adhered to, with no deviation from agreed procedures and processes.
9. Should have the ability to maintain various MIS reports and should ensure timely completion of all the MIS and other ad-hoc reports to be submitted to management.
10.Review any region specific regulatory issues.  Make recommendations and control implementation by Business Unit.
11.Provide oversight around assessing operational readiness of the business unit’s ability to take on new clients, processes, or perform system migrations.
12.Support initiation and maintenance of all necessary project tracking documents.
13.Participates in Internal Audit and Regulatory reviews for the operating group and to ensure that review findings are effectively resolved. Participates with the operating group in selected scenario analyses for Operational Risk Management. 
14.Support in operations group audits of specific areas for audit, policy and regulatory compliance.
15.Works cross-functionally with other staff to create highly efficient operational processes that avoid control and quality deficiencies and associated monetary losses.
16.Ability to work on ad-hoc activities.

Skills Required

Chartered Accountant(CA)   MBA   Risk Management   Risk & Control   Internal Control   Compliance   Regulatory Compliance